China's Regional Disparity of 3E Total Factor Productivity in a Dynamic View

Abstract

Abstract: This paper applies global Malmquist-Luenberger Index and SBM directional function with dynamic factor to measure Energy-Economy-Environment(3E)total factor productivity and its components in China's 30 provincial regions over the period 1998 to 2011. Bootstrap methodology is introduced to estimate confidence intervals for technical efficiency, which provides a correction for the inherent bias in Malmquist-Luenberger DEA estimation. The major conclusions are as follows: 3E total factor productivity increases with a low rate which dues to the complementary state of 3E frontier catch-up and shift effects; the traditional technique progress lags dynamic effect of capital.

Key words: energy and environment efficiency, total factor productivity, dynamic effect of capital, global malmquist-luenberger index, bootstrap

摘要： 基于含有动态效应的全局Malmquist-Luenberger指数和方向性SBM方法,本文以中国30个省份1998~2011年的数据为样本,研究了资本动态效应下3E全要素生产率增长趋势,以及增长模式的省份差异,并引入Bootstrap-DEA方法计算了全要素生产率变化估计值及其置信区间,通过Bootstrap纠偏提高了测度的准确性。我们发现:(1)1998~2011年我国3E全要素生产率呈增长趋势,但增长率却一直维持在1%以下,其原因是3E前沿面追赶效应和移动效应呈现出的互补状态;(2)传统技术进步是当期投入产出质量水平的提升程度,而资本动态效应是资本跨期作用引起的前沿面移动效应,表示资本的滞后效应导致的技术进步,导致资本动态效应滞后于传统技术进步增长率。

关键词: 能源环境效率, 全要素生产率, 资本动态效应, 全局Malmquist-Luenberger指数, Bootstrap方法

CLC Number:

LEI Ming, YU Xiao-wen, ZHAO Xin-na, DENG Hong-hui. China's Regional Disparity of 3E Total Factor Productivity in a Dynamic View[J]. Operations Research and Management Science, 2014, 23(2): 1-14.

雷明, 虞晓雯, 赵欣娜, 邓宏辉. 动态视角下我国3E全要素生产率的区域差异研究[J]. 运筹与管理, 2014, 23(2): 1-14.

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