运筹与管理 ›› 2021, Vol. 30 ›› Issue (10): 39-46.DOI: 10.12005/orms.2021.0311

• 理论分析与方法探讨 • 上一篇    下一篇

低碳环境友好技术政产学研金协同创新演化博弈研究

肖汉杰1,2, 于法稳3, 唐洪雷1, 彭定洪2, 周建华1   

  1. 1湖州师范学院 经济管理学院,浙江 湖州 313000;
    2.昆明理工大学 复杂有色金属资源清洁利用国家重点实验室,云南 昆明 650093;
    3.中国社会科学院 农村发展研究所,北京 100732
  • 收稿日期:2019-09-08 出版日期:2021-10-25
  • 通讯作者: 周建华(1966-),男,江苏沛县人,教授,博士,研究方向:创新管理。
  • 作者简介:肖汉杰(1987-),男,湖北鄂州人,讲师,博士,研究方向:工程技术管理;于法稳(1969-),男,山东鄄城人,教授,博士,研究方向:生态经济学理论与方法;唐洪雷(1981-),男,吉林白山人,副教授,博士,研究方向:田园综合体管理;彭定洪(1983-),男,云南曲靖人,教授,博士,研究方向:模糊决策方法及博弈论。
  • 基金资助:
    浙江省自然科学基金资助项目(LQ20G010005)大数据融合认知驱动的浙江省大湾区虚拟集群合作伙伴智能推荐研究;浙江省哲学社会科学规划课题(19NDQN312YB):全球价值链下浙江省产业集群质量升级的组合工具、方法及对策研究; 校级课题(2018XJKJ52):低碳技术多主体协同创新演化博弈研究

A Study on the Evolutionary Game of Low Carbon Environmental Friendly Technology under the Collaborative Innovation of Government-Industry-School-Research-Finance

XIAO Han-jie1,2, YU Fa-wen3, TANG Hong-lei1, PENG Ding-hong2, ZHOU Jian-hua1   

  1. 1. School of Economics & Management, Huzhou University, Huzhou 313000, China;
    2. State Key Laboratory of Complex Nonferrous Metal Resources Clean Utilization, Kunming University of Science and Technology, Kunming 650093, China;
    3. Chinese Academy of Social Sciences, Rural Development Institute, Beijing 100732, China
  • Received:2019-09-08 Online:2021-10-25

摘要: 在气候变化应对日益紧迫的背景下,研究了政府、企业、研发机构和金融机构(政产学研金)参与低碳环境友好技术(LCEFT)创新的条件和策略。以企业合作关系为假设条件,引入金融主体和科研机构,构建了LCEFT的政产学研金协调创新博弈模型,深入分析了碳权质押、信用等级、投资回报等因素对博弈系统群体协调创新策略的影响。研究表明,金融机构参与协同创新的决策受到政府奖惩机制、绿色信贷项目盈利和风险等因素的影响;多主体在资源和能力上的互补性正是LCEFT协同创新联盟形成的关键;政府部门的奖惩机制能够促进多主体合作,但难以使得整体获得最优,达到整体最优的关键是有效地发挥政府部门的引导作用和金融机构的杠杆作用。本文为政府部门制定绿色金融、产学研协同创新及产业化管理机制提供了新思路和一定的决策参考。

关键词: 绿色金融, 低碳环境友好技术, 协同创新, 碳权质押, 模拟仿真

Abstract: Against the backdrop of the increasingly urgent response to climate change, the conditions and strategies for the participation of government, enterprises and financial institutions in low-carbon environment-friendly technology (LCEFT) innovation are investigated. The game model of coordinated innovation among government, industry, academia, research and finance for LCEFT is constructed with the hypothetical conditions of enterprise partnership and the introduction of financial subjects and research institutions, and the influence of factors such as carbon right pledge, credit rating and investment return on the coordinated innovation strategies of the game system groups is analyzed in depth. The study shows that the decision of financial institutions to participate in collaborative innovation is influenced by government incentives and penalties, profitability and risks of green credit projects, etc. The complementarity of resources and capabilities of multiple actors is the key to the formation of the LCEFT collaborative innovation alliance; the incentives and penalties of government departments can promote the cooperation of multiple actors, but it is difficult to make the overall optimal. The key to achieve the overall optimum is to effectively play the leading role of government departments and the leveraging role of financial institutions. This paper provides a new idea and a certain reference for decision making for governmental departments to formulate the management mechanism of green finance, collaborative innovation and industrialization of industry-university-research.

Key words: green finance, low carbon environmental friendly technology, collaborative innovation, pledge of carbon right, analog simulation

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