运筹与管理 ›› 2023, Vol. 32 ›› Issue (5): 145-152.DOI: 10.12005/orms.2023.0162

• 应用研究 • 上一篇    下一篇

考虑公众参与第三方国际环境审计的三角模糊博弈分析

曲国华1, 张志婕1, 李春华2, 覃楷超3, 曲卫华4, 许岩1, 周晓慧1   

  1. 1.山西财经大学 管理科学与工程学院,山西 太原 030006;
    2.山西财经大学 信息学院,山西 太原 030006;
    3.哈尔滨师范大学 计算机科学与信息工程学院,黑龙江 哈尔滨 150025;
    4.山西大学 管理与决策研究所,山西 太原 030006
  • 收稿日期:2021-04-14 出版日期:2023-05-25 发布日期:2023-06-21
  • 作者简介:曲国华(1982-),男,山西静乐人,副教授,博士,研究方向:企业环境行为与能源环境健康;曲卫华(1982-),男,山西静乐人,教授,博士,研究方向:能源气候金融。
  • 基金资助:
    国家社会科学基金项目(21FGLB043)

Fuzzy Game Analysis of Considering Public Participation in the Third Party International Environmental Audit of Enterprise

QU Guohua1, ZHANG Zhijie1, LI Chunhua2, Tan Kaichao3, QU Weihua4, XU Yan1, ZHOU Xiaohui1   

  1. 1. School of Management Science and Engineering, Shanxi University of Finance and Economics, Taiyuan 030006, China;
    2. School of Information, Shanxi University of Finance and Economics, Taiyuan 030006, China;
    3. School of Computer Science and Information Engineering, Harbin Normal University, Harbin 150025, China;
    4. Institute of Management and Decision, Shanxi University, Taiyuan 030006, China
  • Received:2021-04-14 Online:2023-05-25 Published:2023-06-21

摘要: 推动公众参与第三方国际环境审计平台,有助于降低信息不对称,加大企业环境治理的驱动力。如何在公众参与下使企业环境治理动机能够更加积极是第三方国际环境审计面临的重要一环。本文结合三角模糊理论和博弈论,构建了公众参与下企业加入第三方国际环境审计的博弈模型,探讨了公众监督与企业加入第三方国际环境审计博弈策略选择的影响因素及其互动机制。研究结果表明:公众健康损失赔偿、公众参与监督成本、公众好感度增加而给企业带来的隐性收益以及加入第三方国际环境审计前后的收益差、成本差等因素均对企业是否决定加入第三方国际环境审计起着重要作用。本文的研究验证了第三方国际环境审计在降低信息不对称中的重要作用,拓宽了从第三方国际环境审计视角降低环境信息不对称的研究领域,从而能够促进企业实施绿色环境行为。最后,利用三角结构元法和可能度方法为具体数值算例求解,并进行了敏感性分析,加以验证研究结论的正确性及可行性。

关键词: 公众参与, 环境污染, 第三方国际环境审计, 模糊博弈

Abstract: The environmental pollution caused by the traditional manufacturing mode of enterprises has seriously hindered the sustainable development of ecological civilization. How to promote the independent transformation of enterprises to green manufacturing mode is a big problem faced by our country. As the main body of economic activities, enterprises are the main source of pollution, and the public is an important participant in environmental governance. Promoting public participation in environmental governance will increase the motivation for enterprises to carry out environmental governance. The behavioral decision of both sides is restricted by many factors. Enterprises take up the information superiority position in the game with other governance subjects. The problem of information asymmetry often exists among the game players of environmental governance, and relevant studies prove that the third party international environmental audit can effectively reduce the adverse impact of this problem. Therefore, it is of great practical significance to study the influence and existing problems of public participation on the environmental behavior of high-polluting enterprises under the third-party international environmental audit.In addition, the third-party international environmental audit applications have limitations. In order to overcome this problem, this paper applies the third party international environmental audit to the game strategy composed of triangular fuzzy numbers, and provides another explanation for the application of the third party international environmental audit under the fuzzy environment, so as to expand the application scope of the third party international environmental audit.
Existing third-party international environmental audit models often use traditional classical mathematical theories, which cannot match the uncertain behavior of real activities. Fuzzy game is a game in which the strategy set or winning function is blurred. This method is objective and computationally uncomplicated when dealing with uncertain problems.Based on the triangular fuzzy number and game theory, the game model of public participation in environmental supervision and enterprises joining the third party international environmental auditing is established, the factors affecting the selection of public and enterprise game strategy and its interaction mechanism are discussed. Finally, the triangular structure element method is used to solve the numerical example, which proves the correctness and feasibility of the conclusion.Data simulation values in this paper are derived from China Environmental Annual Report, China Environmental Statistical Yearbook, statistical data from published journals, and official websites of local environmental protection bureaus and ecological environment bureaus.
The results show that compensation for loss of public health, the cost of public participation in regulation, invisible benefits of public goodwill increased, the difference of the profit and cost of joining the third party international environmental audit for enterprise play an important role in deciding whether to join the third party international environmental audit for enterprises.In addition, through the sensitivity analysis of the changes in the values of the main parameters, the game equilibrium results of both sides show that in order to promote the implementation of positive environmental behavior by enterprises, the cost of enterprises joining the third-party international environmental audit should be reduced as far as possible, and the public health loss paid to the public due to environmental pollution caused by enterprises not joining the third-party international environmental audit should be increased. Based on the game model analysis results, this paper puts forward the following countermeasures and suggestions from the perspectives of the public, enterprises and the government.

Key words: public participation, environmental pollution, third party international environmental audit, fuzzy game theory

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