基于三阶段DEA模型的我国碳排放效率分析

运筹与管理 ›› 2014, Vol. 23 ›› Issue (4): 196-205.

基于三阶段DEA模型的我国碳排放效率分析

董锋¹, 刘晓燕¹, 龙如银¹, 周德群²

1.中国矿业大学管理学院,江苏徐州 221116;
2.南京航空航天大学经济与管理学院,江苏南京 210016

收稿日期:2012-11-22 出版日期:2014-04-25
作者简介:董锋(1978-),男,安徽亳州人,副教授,硕士生导师,在站博士后,研究方向:能源经济与管理;刘晓燕(1987-),女,河南平顶山人,硕士研究生,研究方向:低碳经济;龙如银(1966-),男,安徽寿县人,博士生导师,研究方向:能源经济与管理;周德群(1963-)男,江苏建湖人,博士生导师,研究方向:能源经济与管理。
基金资助:
国家自然科学基金(41101569,71273258);中国博士后基金(2013T60570,2011M500965);国家社科基金重大项目(12&ZD062);江苏省社科基金(11EYC023);高等学校博士点新教师基金(20110095120002);江苏省博士后基金(1102088C);中央高校基本科研业务费专项资金(2013W01);中国矿业大学Ⅰ类人才引进基金;江苏省“青蓝工程”中青年学术带头人人才项目

Analysis of Carbon Emission Efficiency in China Based on Three-Stage DEA Model

DONG Feng¹, LIU Xiao-yan¹, LONG Ru-yin¹, ZHOU De-qun²

1. School of Management, China University of Mining & Technology, Xuzhou 221116, China;
2. School of Economics and Management, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, China

Received:2012-11-22 Online:2014-04-25

摘要/Abstract

摘要： 对我国区域碳排放效率的准确测评是各省区针对性制定减排战略的基础,经典DEA模型未能排除外部环境因素和随机因素的影响,本文利用三阶段DEA模型构建消除外部环境因素和随机因素的区域碳排放效率测算模型。研究表明我国碳排放高效率地区共有广东等9省,中效率地区共有湖南等16省,低效率地区共有甘肃等4省。用三阶段DEA模型测算出的各省1997~2010年平均碳排放效率结果与经典DEA模型测算结果有显著性差异,与我国经济发展实际和预期结果更加吻合,各省可以根据自身测评结果有针对性地提高综合碳排放效率。

关键词: 运筹学, 碳排放效率, 三阶段DEA模型, SFA, 实证分析

Abstract: Accurate evaluation of regional carbon emission efficiency is the basis for each province to develop targeted mitigation strategy. Classic DEA model can not exclude the influence of external environmental factors and random factors. In this paper, the authors use three-stage DEA model to estimate regional carbon emission efficiency to eliminate external environmental factors and random factors. The research result shows that high efficiency regions have 9 provinces including Guangdong, middle efficiency regions have 16 provinces including Hunan, and low efficiency regions have 4 provinces including Gansu. The calculation results of the average carbon emission efficiency from 1997 to 2010 in each province are estimated respectively by classic DEA model, which by three-stage DEA Model have significant difference, but are more consistent with China's actual situation and expected results of economic development. Based on their own evaluation results, the provinces should target the provincial carbon emission efficiency on them.

Key words: operational research, carbon emission efficiency, three-stage DEA model, SFA, empirical analysis

中图分类号:

F124.6

董锋, 刘晓燕, 龙如银, 周德群. 基于三阶段DEA模型的我国碳排放效率分析[J]. 运筹与管理, 2014, 23(4): 196-205.

DONG Feng, LIU Xiao-yan, LONG Ru-yin, ZHOU De-qun. Analysis of Carbon Emission Efficiency in China Based on Three-Stage DEA Model[J]. Operations Research and Management Science, 2014, 23(4): 196-205.

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