政府R&D资助对高技术产业技术效率的影响研究

运筹与管理 ›› 2014, Vol. 23 ›› Issue (4): 246-253.

政府R&D资助对高技术产业技术效率的影响研究

范凌钧¹, 陈燕儿²

1.南京航空航天大学经济与管理学院,江苏南京 210016;
2.国网电力科学研究院,江苏南京 210003

收稿日期:2012-07-25 出版日期:2014-04-25
作者简介:范凌钧(1984-),男,江苏南京人,博士研究生,经济师,研究方向:技术创新管理;陈燕儿(1984-),女,广东汕头人,硕士,经济师,研究方向:产业效率。
基金资助:
国家自然科学基金:“考虑目标差异的政府R&D资助对企业技术创新的影响研究:基于吸收能力的视角”(71203097);教育部人文社科基金:“政府R&D资助政策工具对中小企业技术创新能力的影响研究”(10YJC790005)

The Impact of Government R&D Subsidies on Technical Efficiency of High-tech Industries in China

FAN Ling-jun¹, CHEN Yan-er²

1. School of Economic and Management,Nanjing University of Aeronautics & Astronautics, Nanjing 210016, China;
2. State Grid Electric Power Research Institute, Nanjing 210003, China

Received:2012-07-25 Online:2014-04-25

摘要/Abstract

摘要： 以往研究主要从总产出方面检验高技术产业中政府R&D资助的效果,很少从投入产出效率的视角进行考察。本文采用1996~2010年中国高技术产业分行业数据,应用随机前沿方法,基于效率的角度实证研究了政府的R&D资助对高技术产业的影响。结果发现,政府R&D资助显著地促进了高技术产业技术效率,资金人员投入、企业规模、产权结构均会对资助效果产生不同程度的影响,但非国有产权较难获得政府的R&D资助。本文结论为我国政府R&D资助政策的制定提供参考。

关键词: 技术经济及管理, 政府R&D资助, 技术效率, 随机前沿方法, 高技术产业

Abstract: Previous researches mainly examined the effect of government R&D subsidies on the total output of the high-tech industries, and seldom investigated it from the perspective of input-output efficiency. Based on the high-tech industries data in China during 1996-2010, the paper studies the effect of government R&D subsidies on the high-tech industries using the stochastic frontier approach. The results show that government R&D subsidies have a significantly positive effect on technological efficiency and the enterprise's own investment, firm size and ownership structure have varying degrees of impact on the efficiency of government R&D subsidies. It is difficult to acquire government R&D subsidies for non-state-owned enterprises. The conclusions of our paper provide a useful reference for policy makers.

Key words: technology economy and management, government R&D subsidies, technical efficiency, stochastic frontier approach, high-tech industries

中图分类号:

F423.1

范凌钧, 陈燕儿. 政府R&D资助对高技术产业技术效率的影响研究[J]. 运筹与管理, 2014, 23(4): 246-253.

FAN Ling-jun, CHEN Yan-er. The Impact of Government R&D Subsidies on Technical Efficiency of High-tech Industries in China[J]. Operations Research and Management Science, 2014, 23(4): 246-253.

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