关键词: 异质环境规制, 绿色技术创新, 产业升级, 动态调节

Abstract: This paper uses provincial panel data from 2004 to 2017 and the threshold regression technique, and makes an empirical analysis of the heterogeneous dynamic adjustment effect of three types of environmental regulations on the industrial upgrading promoted by green technology innovation. The three types of environmental regulations include command-based regulation, economic-based regulation and voluntary regulation. The result indicates that green technology significantly promotes domestic industrial upgrading, and the promoting effect is featured by dynamic inverted “U” style. Environmental regulation functions as a “regulator” in the process of industrial upgrading promoted by green technology innovation, and it can not only reverse adverse effect of green technology innovation on industrial upgrading, but also help to promote the industrial upgrading effect of green technology innovation. Environmental regulations significantly regulate the dynamic effect of green technology innovation on industrial upgrading, showing the character of positive “U” style under the adjustment of command-based and economic-based environmental regulation, and positive inverted “U” style under the voluntary environmental regulation. Different types of environmental regulations have different adjustment effects, from the perspective of adjustment methods, the command-based environmental regulation is the most effective, the economic-based environmental regulation takes the second place, and the voluntary environmental regulation is the weakest. From the perspective of spatial difference, the eastern region is the most significant, the central region takes the second place, and the western region is worse.

Key words: heterogeneous environmental regulation, green technology innovation, industrial upgrading, dynamic adjustment