运筹与管理 ›› 2025, Vol. 34 ›› Issue (8): 167-172.DOI: 10.12005/orms.2025.0257

• 应用研究 • 上一篇    下一篇

双碳目标下绿色技术创新政策的再思考——基于Moran过程的随机演化模型

马明   

  1. 山西财经大学 经济学院,山西 太原 030006
  • 收稿日期:2023-12-21 发布日期:2025-12-04
  • 作者简介:马明(1984-),女,山西吕梁人,博士,副教授,硕士生导师,研究方向:资源环境经济与政策,博弈论。Email: 20131022@sxufe.edu.cn.
  • 基金资助:
    国家自然科学基金资助项目(71904111);国家社会科学基金西部项目(2023XGL001)

Rethinking of Policies of Green Technology Innovation:Stochastic Evolutionary Game Approach Based on Moran Process

MA Ming   

  1. School of Economics, Shanxi University of Finance and Economics, Taiyuan 030006, China
  • Received:2023-12-21 Published:2025-12-04

摘要: 基于Moran过程,构建了有限个污染企业绿色技术创新决策的随机演化模型,重点考察在高度不确定性背景下,绿色技术创新策略在政府和公众参与交互作用过程中的均衡结果。研究发现:第一,企业数量较少时绿色技术创新策略的驱动条件在强选择和弱选择下相同,而企业数量较多时强选择下绿色技术创新策略的驱动条件更为严格;第二,弱选择下,不同类型激励手段在不同企业数量下对绿色技术创新策略选择的影响效果具有差异性。进一步地,本文给出了不同企业数量下促进绿色技术创新的政策建议。

关键词: 公众参与, 政府行为, 绿色技术创新, Moran过程, 随机演化博弈

Abstract: Green technology, as an emerging environmental protection technology, promotes sustainable development by reducing carbon emissions and environmental pollution, serving as a key element for enterprises to optimize their energy structure, reduce carbon emissions, and enhance competitiveness, and becoming a new engine for high-quality development in China. In reality, on the one hand, decision-making for green technology innovation involves multiple stakeholders with characteristics of multi-subject relationships. The analysis of these relationships can provide a more specific and accurate framework for studying the driving forces of enterprise green technology innovation behavior; on the other hand, green technology innovation, with its characteristics of large investment, high risk, low short-term returns, and dual externalities, exhibits strong uncertainty in its returns. It is noteworthy that, at the present stage, decision-making for enterprise green technology innovation faces a more turbulent internal and external environment, bringing a high degree of uncertainty to the environment for enterprise green innovation.
Existing literature has extensively discussed the selection of green innovation strategies under multiple subjects using deterministic game models. The evolutionary game theory with determinism is based on bounded rationality, allowing game participants to continuously experiment and learn, and making it more realistic than the traditional game theory. In conclusion, this paper, based on the Moran process, starts from reality. In a context where a finite number of pollution enterprises face highly uncertain random factors, it considers the long-term evolutionary characteristics of pollution enterprises’ green technology innovation behavior, incorporates the interaction between the government and public in green innovation, constructs a stochastic evolutionary model for pollution enterprises’ green technology innovation decision-making, and analyzes, solves, and simulates the impact mechanisms of relevant important variables on the evolutionary dynamics of pollution enterprises’ green technology innovation decisions under different selection intensities. The results show that: (1)When the number of enterprises in the market is small, the driving conditions for green technology innovation strategies are the same under strong and weak selection. However, when the number of enterprises in the market is large, the riving conditions for green technology innovation strategies are more stringent under strong selection. (2)Under weak selection, the effects of different types of incentives on the selection of green technology innovation strategies vary with different numbers of enterprises: first, when the number of pollution enterprises exceeds a certain level, positive incentives are more likely to influence the selection of green technology innovation strategies compared to negative incentives, and vice versa when the number of pollution enterprises is below a certain level; second, regardless of the number of enterprises, public participation is more likely to have a positive effect on the selection of green technology innovation strategies compared to government actions, but when the number of pollution enterprises is below a certain level, public participation has a greater impact on the selection of green technology innovation strategies. Furthermore, this paper provides policy suggestions for promoting green technology innovation in the market with different numbers of enterprises.
Future research could further incorporate the impact of government market incentives on green technology innovation. Additionally, the influence of digitization and green finance on the strategy selection of pollution enterprises could be considered.

Key words: public participation, government behavior, green technology innovation, the Moran process, stochastic evolutionary game

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