运筹与管理 ›› 2020, Vol. 29 ›› Issue (2): 205-211.DOI: 10.12005/orms.2020.0053

• 管理科学 • 上一篇    下一篇

制造业全要素生产率的地区差异及收敛性研究——基于企业微观数据的实证

郭春娜   

  1. 中山大学 岭南学院,广东 广州 510275
  • 收稿日期:2018-07-15 出版日期:2020-02-25
  • 作者简介:郭春娜(1983-), 女, 河南漯河人, 博士, 研究方向:计量经济分析方法及应用、经济增长核算等。
  • 基金资助:
    国家自然科学基金项目(71673296);国家社会科学基金重点资助项目(15AJL005);河南科技大学青年基金项目(2013QN027)

A Study on the Difference and Convergence of Total Factor Productivity of the Manufacturing Industry in China ——An Empirical Analysis Based on the Enterprise Micro Data

GUO Chun-na   

  1. Lingnan College, Sun Yat-sen University, Guangzhou 510275, China
  • Received:2018-07-15 Online:2020-02-25

摘要: 本文构建了技术进步内生的生产函数,并根据企业微观面板数据,采用OP模型和收敛模型测算了中国制造业全国层面及区域层面的全要素生产率,并分析了制造业全要素生产率的地区差异和收敛性。结果显示:2002~2011年中国制造业全国层面全要素生产率年均增长2.36%,受金融危机的影响,2008~2011年仅为-2.14%;在地区差异上,东部地区制造业全要素生产率要低于中西部地区;收敛分析显示,全域的全要素生产率既不存在β收敛也不存在σ收敛,但却存在“俱乐部”收敛,即中西部地区和东部地区内部各自收敛;同时,本文的分析还显示,资本增长率和研发投入都对全要素生产率的增长有显著正影响。

关键词: 制造业, 全要素生产率, 地区差异, β收敛, σ收敛

Abstract: Based on the enterprise micro data of Annual Survey of Industrial Firms in China, this paper studies TFPs of Manufacturing Industry and their difference and convergence among regions in China in term of OP model and convergence method. The following conclusions are made. First, on the whole, the overall TFP growth rate is 2.36% in the period from 2002 to 2011 while it is only-2.14% in the period from 2008 to 2011. Second, the TFPs are significantly different according to the regions, that is, the eastern coastal areas have relatively low rates of TFPs while the central and western regions have high ones. Third, the analysis of convergence indicates that there is neitherβconvergence norσconvergence among different regions, but there is club convergence among eastern, middle and western regions respectively. Finally, on the whole, capital growth rate and R&D have a significant positive impact on the growth of TFPs while the ratio of dependence on foreign trade is not significant.

Key words: manufacturing industry, total factor productivity, regional difference, βconvergence, σconvergence JEL Classification: C49 O41 O47

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