运筹与管理 ›› 2026, Vol. 35 ›› Issue (1): 212-218.DOI: 10.12005/orms.2026.0030

• 管理科学 • 上一篇    下一篇

区块链技术对回收模式选择的影响及协调机制研究

程燕培1,2, 夏西强1, 张炎亮1, 张静蕊1   

  1. 1.郑州大学 管理学院,河南 郑州 450001;
    2.河南工程学院 会计学院,河南 郑州 451191
  • 收稿日期:2024-05-16 发布日期:2026-06-04
  • 通讯作者: 张炎亮(1979-),女,回族,安徽亳州人,博士,教授,研究方向:供应链管理,质量管理。Email: yanliang@zzu.edu.cn。
  • 作者简介:程燕培(1993-),女,河南平顶山人,讲师,博士,研究方向:再制造供应链管理。
  • 基金资助:
    国家自然科学基金资助项目(72472142);河南省哲学社会科学研究规划项目(2025ZDI32);国家自然科学基金青年科学基金项目(72101041)

Study on Impact of Blockchain Technology on Recycling Model Selection and Coordination Mechanism

CHENG Yanpei1,2, XIA Xiqiang1, ZHANG Yanliang1, ZHANG Jingrui1   

  1. 1. School of Management, Zhengzhou University, Zhengzhou 450001, China;
    2. School of Accounting, Henan University of Engineering, Zhengzhou 451191, China
  • Received:2024-05-16 Published:2026-06-04

摘要: 为分析不同回收渠道下区块链的采纳策略及其对渠道选择的影响。本文基于回收商是否投资区块链,构建了原始制造商回收、再制造商回收和零售商回收下的博弈模型,并运用Shapley值合理分配区块链投资收益。研究发现:(1)当区块链采纳成本低于阈值时更有助于供应链引入该技术,尽管消费者对新产品的需求会向再制品转移,但供应链成员利润均能实现帕累托改进。(2)无论是否采纳区块链,原始制造商和再制造商始终偏好己方直接回收渠道;而当废旧产品回收规模系数在一定范围时,区块链技术的采纳会改变零售商的模式偏好,使其从自身回收转向再制造商回收。(3)无论是否采纳区块链,当消费者对再制品的偏好上升或其低碳优势增强时,再制造商回收始终能有效降低环境影响并增加消费者剩余;而原始制造商回收相较于零售商回收更能有效地实现两种效用的最优化。(4)运用Shapley值法根据供应链成员的贡献分配利润,避免边际损失,实现再制造供应链的协调。

关键词: 区块链技术, 回收渠道, 再制造, 协调机制

Abstract: Amid escalating environmental challenges, reverse supply chain management has received considerable attention in industrial production. The recycling of discarded products, positioned at the forefront of the reverse supply chain, represents a critical vulnerability in advancing the circular economy. At present, ambiguities surrounding responsible recycling entities and the inefficiencies of recycling channels result in the quantity and quality of recycled products remaining below optimal levels. Moreover, remanufactured products derived from discarded materials can attain performance and quality levels comparable to those of new products. However, information asymmetry erodes consumer confidence, thereby limiting the effective market demand for remanufactured products. As a result, addressing information asymmetry in the recycling and remanufacturing process has emerged as a central focus of academic research. Blockchain technology, acting as a catalyst within the digital economy, effectively improves information transparency in the production process of remanufactured products through its decentralized and traceable features. Despite the substantial advantages that blockchain technology provides in the field of recycling and remanufacturing, the success of remanufacturing operations remains critically dependent on the efficient execution of recycling processes. Currently, several typical recycling channels are utilized in the business sector, including original equipment manufacturer recycling, remanufacturer recycling and retailer recycling. Each of these recycling channels offers distinct advantages. However, the rationale behind manufacturers’ choices to pursue independent recycling or to collaborate with supply chain partners remains unclear, particularly given the rapid growth of the digital economy.
This study aims to examine the adoption strategies for blockchain in various recycling channels and its impact on channel selection. Specifically, we analyze game models that encompass three recycling channels: OEM recycling, remanufacturer recycling and retailer recycling. The analysis considers whether the recycler opts to invest in blockchain technology within the outsourced remanufacturing model, and we employ the Shapley value method to address the reasonable distribution of value-added gains derived from blockchain investment.
The study reveals the following key findings: (1)The adoption of blockchain technology in the supply chain becomes viable when the associated costs remain below a specific threshold, resulting in Pareto improvements in profitability for OEMs, remanufacturers and retailers. This outcome persists even if consumer demand transitions from new products to remanufactured products. (2)OEMs and remanufacturers consistently prefer their direct recycling channels, regardless of the adoption of blockchain technology. However, when the recycling scale factor of used products is within a certain range, the adoption of blockchain technology shifts retailers’ preference from retailer recycling to remanufacturer recycling. (3)Whether blockchain technology is adopted or not, the remanufacturer recycling channel consistently reduces environmental impacts and increases consumer surplus when consumers have a stronger preference for remanufactured products, or when the low-carbon advantage of remanufactured products becomes more evident. OEM recycling is more effective at optimizing both utilities compared to retailer recycling. (4)The Shapley value method offers an effective means for profit allocation based on the respective contributions of supply chain participants. This method helps mitigate marginal losses and promotes coordination of the outsourced remanufacturing supply chain.

Key words: blockchain technology, recycling channels, remanufacturing, coordination mechanisms

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