运筹与管理 ›› 2025, Vol. 34 ›› Issue (10): 219-225.DOI: 10.12005/orms.2025.0332

• 管理科学 • 上一篇    下一篇

基于专利保护的再制造闭环供应链授权策略

黄祖庆, 安金强, 段后胜   

  1. 广州大学 管理学院,广东 广州 510006
  • 收稿日期:2023-11-28 出版日期:2025-10-25 发布日期:2026-02-27
  • 通讯作者: 段后胜(1994-),男,江苏泰州人,博士,研究方向:全球供应链管理,运营管理与营销交叉。Email: duanhsh@gzhu.edu.cn。
  • 作者简介:黄祖庆(1969-),男,江西会昌人,博士,教授,研究方向:闭环供应链,逆向物流管理。
  • 基金资助:
    国家自然科学基金资助项目(71871206,71801199);广州市基础与应用基础研究项目(2024A04J3463)

Authorization Strategy for Closed-loop Supply Chain in Remanufacturing Based on Patent Protection

HUANG Zuqing, AN Jinqiang, DUAN Housheng   

  1. School of Management, Guangzhou University, Guangzhou 510006, China
  • Received:2023-11-28 Online:2025-10-25 Published:2026-02-27

摘要: 针对电子产品的专利授权问题,研究了制造商与二手厂商的授权策略。从专利保护及权力结构的角度,分别构建了制造商不授权且市场无主导模型、制造商不授权且市场有主导模型、制造商授权且市场无主导模型、制造商授权且市场有主导模型等四个模型。分别得出了最优授权策略,并研究了回收价格系数、转让加价系数和专利授权费等不同参数变化对产品需求和各方利润的影响。研究结果表明:无论市场有无主导,制造商与二手厂商在专利授权问题上相互制约,两者最优授权策略受回收价格系数和专利授权费的影响;在制造商授权的情形下,由于受专利的制约,二手厂商对制造商利润侵占强度减弱。最后数值算例分析进一步验证了模型结果,为企业管理提供了启示。

关键词: 闭环供应链, 再制造, 专利保护, 专利授权, 权力结构

Abstract: With the scarcity of resources and environmental degradation, the call for resources recycling and green sustainable development in society is increasing. Especially in the field of electronic products, due to the rapid development of technology and diverse consumer demands, electronic products are being updated and replaced rapidly, resulting in a large number of obsolete and abandoned electronic products. Currently, most electronic product companies effectively recycle electronic waste and repurpose it through remanufacturing methods, turning it into valuable resources. However, remanufacturing poses challenges related to patent authorization, and mishandling of these issues may result in infringement disputes. At present, literature on patent protection focuses on the situation of manufacturers authorizing the distributor and third-party remanufacturer, often neglecting the granting of patents to second-hand manufacturers with remanufacturing capabilities.
In summary, this paper investigates licensing strategies of manufacturers and second-hand manufacturers regarding patent authorization for electronic products. From the perspective of patent protection and power structure, we construct four models: non-licensing and market without a leader, non-licensing and market with a leader, licensing and market without a leader, and licensing and market with a leader. By comparing and analyzing the optimal solution of the model, the optimal authorization strategy is determined, and the impact of various parameter changes (such as recycling price coefficient, transfer markup coefficient, and patent licensing fee) on product sales and profits of all parties is studied.
The research findings suggest that manufacturers and second-hand manufacturers are mutually constrained, regardless of market dominance. The decision to grant patents is not absolute. If both parties seek to reach a licensing agreement, they must establish a reasonable patent authorization fee, taking into account factors such as the recycling price coefficient. In the case of manufacturer authorization, patent restrictions mitigate the extent to which second-hand manufacturers encroach on manufacturer profits. Manufacturer authorization is beneficial for expanding the development of the electronic product market. Without manufacturer authorization, the demand for second-hand products is greater than that for manufacturer authorization, while the demand for new products is lower than that for manufacturer authorization. Manufacturers and second-hand manufacturers can increase their profits by sharing resources and increasing the maximum price consumers are willing to pay. Finally, combined with numerical example analysis, the model results are further validated, and management insights are provided.
There are still some limitations to this article. This article only considers the situation of homogeneity and price between remanufactured products and new products, but does not consider the impact of remanufacturing rate. Future research can further explore the price difference between remanufactured and new products, as well as the impact of remanufacturing rates.

Key words: closed-loop supply chain, remanufacturing, patent protection, patent authorization, power structure

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