Operations Research and Management Science ›› 2013, Vol. 22 ›› Issue (4): 220-224.

• Management Science • Previous Articles     Next Articles

Study on Profit Allocation of Enterprise's Original Innovation with an Industry-University-Research Cooperative Mode Based on the Shapley Value

LI Bai-zhou, LUO Xiao-fang   

  1. Institute of enterprise innovation, Harbin Engineering University, Harbin 150001, China
  • Received:2012-09-13 Online:2013-08-25

基于Shapley值法的产学研合作型企业原始创新收益分配研究

李柏洲, 罗小芳   

  1. 哈尔滨工程大学 企业创新研究所,黑龙江 哈尔滨 150001
  • 作者简介:李柏洲(1964-),男,辽宁彰武人,教授,博士,博士生导师,研究方向为科技管理与创新管理;罗小芳(1987-),女,湖南浏阳人,博士,研究方向为科技管理与创新管理。
  • 基金资助:
    国家自然科学基金大型企业原始创新模式构建与选择研究(71073034)

Abstract: The original innovation ability has become one of the enterprise's core competitiveness, establishing a fair and reasonable profit allocation mechanism is the key to drive universities and research institutions, intermediary organizations to participate in enterprise's original innovation. This paper takes the intermediary organization as a subject during the profit allocation of enterprise's original innovation with an industry-university-research cooperative mode, uses the Shapley value to analyze on the problem of profit allocation among enterprise, universities and research institution, intermediary organization, at the same time, corrects the model by considering innovation cycle and risk exposure factors of different subjects. The adjusted results are more fair and reasonable. The example verifies the feasibility and rationality of the method.

Key words: original innovation, profit allocation, Shapley value, industry-university-research cooperative innovation

摘要: 原始创新能力已成为企业的核心竞争力之一,激励高校和科研机构、中介组织参与企业原始创新的关键是建立公平合理的收益分配机制。本文将中介组织纳为产学研合作型企业原始创新中收益分配的主体,运用Shapley值法分析了企业、高校和科研机构、中介组织之间的收益分配问题,并引入各主体合作创新中的创新周期、风险承担因素对初始模型进行修正,修正后的结果更公平、合理。举例分析验证了该方法的可行性和合理性。

关键词: 原始创新, 收益分配, Shapley值法, 产学研合作创新

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