Operations Research and Management Science ›› 2015, Vol. 24 ›› Issue (1): 246-254.DOI: 10.12005/orms.2015.0034

• Management Science • Previous Articles     Next Articles

Research on the Efficiency and Influencing Factors of Environmental Technology Innovation of Equipment Manufacturing Industries

XU Jian-zhong, QU Xiao-yu   

  1. School of Economics and Management, Harbin Engineering University, Harbin 150001, China
  • Received:2013-12-30 Online:2015-02-12

装备制造业环境技术创新效率及其影响因素研究——基于DEA-Malmquist和Tobit的实证分析

徐建中, 曲小瑜   

  1. 哈尔滨工程大学 经济管理学院,黑龙江 哈尔滨 150001
  • 作者简介:徐建中(1959-),河北丰润县人,教授、博士生导师,管理学博士,主要从事现代管理理论与方法,低碳经济与可持续发展研究;曲小瑜(1988-),辽宁大连人,博士研究生,主要从事现代管理理论与方法研究,低碳经济与可持续发展研究。
  • 基金资助:
    国家自然科学基金资助项目(71273072);黑龙江省自然科学基金资助项目(G201119);黑龙江省哲学社会科学基金(11B066)

Abstract: This paper uses entropy method to measure the environmental pollution index of Chinese equipment manufacturing industries in 2005~2011. Considering the issue of environmental pollution and energy consumption, the paper uses DEA-Malmquist method to measure the efficiency of environmental technology innovation of Chinese equipment manufacturing industries in 2005~2011, and uses Tobit regression analysis to analyze the influencing factors of the efficiency of environmental technology innovation. The results show that the environmental pollution index shows a fall-rise-fall trend, the efficiency of overall environmental technology innovation of Chinese equipment manufacturing industries firstrises and then falls, technical efficiency continues to rise, technology degeneration is the reason of the fall of the efficiency of environmental technology innovation, and market competition, capital deepening and foreign capital introduction have significant positive effects on the efficiency of environmental technology innovation.

Key words: equipment manufacturing industries, environmental technology innovation, efficiency, influencing factors, DEA-Malmquist

摘要: 运用2005~2011年中国装备制造业的面板数据,采用熵值法测度中国装备制造业的环境污染指数,应用DEA-Malmquist方法在考虑环境污染和能源消耗问题的基础上测度中国各类装备制造业环境技术创新效率,应用Tobit回归分析法对影响中国装备制造业环境技术创新效率的因素进行分析。研究结果表明:中国装备制造业的环境污染指数呈现下降—上升—下降的趋势;中国装备制造业的总体环境技术创新效率呈现先上升再下降的趋势,技术效率持续上升,技术退步是导致环境技术创新效率后期下降的原因;市场竞争、资本深化和外资引进对环境技术创新效率的提升具有显著的推动作用。

关键词: 装备制造业, 环境技术创新, 效率, 影响因素, DEA-Malmquist

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